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Law Firm Risk Management, Compliance and Regulation

The Strategic Partner recognise that it is essential for Law Firms and their Compliance Officers (COLP, COFA, MLCO) to ensure they achieve and maintain a robust risk management and compliance structure.

It is often the case that the compliance officers have other active roles in the business and reaching and maintaining the goal of a compliant Law Firm is not always fully achieved.

Establishing a compliant environment that manages risk and regulation brings benefits including: -

  • Protection for the compliance officers, staff, and clients.
  • Reduced worry and concern for the Owners and compliance officers.
  • A set of procedures that work for the firm and assist in achieving process and operation efficiencies.
  • A well-managed, risk-controlled environment that will be respected by insurers and be a key consideration in their approach to your firm.

Our belief is that the policies and procedures you adopt in your firm should be compliant, proportionate and reflect what the firm does in practice. We help firms deliver a compliance structure that compliments the firm and runs seamlessly through the delivery of our risk, compliance and regulation services. 

Our focus is to provide firms with cost effective solutions that achieves the goals and benefits of the firm enabling the owners of firms to focus on client service, operational management and revenue generation. The Strategic Partner provides services for firms of all sizes and structures across the UK and further afield.

Our services, which are detailed below, offer solutions to law firms from new firm creation, through to managing a compliant structure and closure of a firm. We provide both packaged (Regulation and Compliance Service and Compliance Administration) and individual solutions that directly add value into the firms we work with.

For more information on our risk and compliance service you can call us on 020 3911 9710, email us info@thestrategicpartner.co.uk or make on online enquiry.

For more details on each of the services we provide please click on the links below.

Codes of Conduct inc COLP & COFA   

Anti-Money Laundering 

Firm and File Audits

New Law Firm and ABS Applications 

Risk Management 

Complaint Management

Compliance Management Service

Compliance Administration Service   

SRA Investigations

SRA Interventions 

Solicitors Disciplinary Tribunal

Professional Indemnity & Renewals

Office Manual (inc quality kitemarks)

Drafting and Documents

Training and Development

Partnership & Shareholder Agreements

Succession & Exit

Closure of a Law Firm

Data Protection & GDPR

We provide both packages and individual solutions that directly add value into the firms we work with.

Industry News

We regularly provide updates, blogs and articles on compliance related issues which can be accessed in our news section 

Enquiries

For more information about our Regulation and Compliance service you can call us on 0203 911 9710 or you can email us at info@thestrategicpartner.co.uk.

For more information please click here.

Let's talk about how we can help

Get in touch - call us on 0203 911 9710 or complete the form.
Tell us what you need or ask us a question, we'd love to discuss your business.

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