Our Office Procedures Services
The strategic Partner will help prepare firms for their annual assessments by Lexcel, WICS and CQS or where this is not a requirement for the firm, we will work with you to ensure that the office manual is a true representation of the processes adopted by the firm and that it is understood and kept up to date.
The overall process should include:
- An office manual setting out the way in which the firm operates. This will include financial and operational processes
- A risk and compliance manual setting out how the firm manages risk and compliance with regulations
- An employee handbook, setting out how the firm managed the staff
The development of these three core policies will provide firms with a clear statement of how the firms is run and managed and enable the firm to manage their staff in accordance with their requirements and demonstrate application of the policies.
Every firm is different and whilst there may be commonality of tasks and activity the documents generated must be bespoke and 100% relevant to the firms itself.
At The Strategic Partner we will work with firms to create, manage and maintain their policies and procedures. Whilst there may be some initial work to generate the required documents, once achieved the maintenance is an annual process which is cost effective and outsourcing ensuring that the task is completed, and the documents remain current.
We provide both packaged and individual solutions that directly add value into the firms we work with. You can download brochures on these services below:
Additional Compliance Services
For further details on each of the other compliance services we provide please click on the links below:
Codes of Conduct inc COLP & COFA
Firm and File Audits
New Law Firm and ABS Applications
Compliance Management Service
Compliance Administration Service
Professional Indemnity & Renewals
Office Manual (inc quality kitemarks)
Drafting and Documents
Training and Development
Partnership & Shareholder Agreements
Succession & Exit
Closure of a Law Firm
Data Protection & GDPR
For more information about our Regulation and Compliance service you can call us on 0203 911
9710 or you can email us at email@example.com.