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Confirm your firm is following transparency rules

Confirm your firm is following transparency rules

Confirm your firm is following transparency rules In further announcements from the SRA last week, they have reiterated their commitment to tackling firms that are not compliant with the transparency code. They have confirmed that they will be writing to all COLPs and...
When should a Law Firm Repeat Client Due Diligence?

When should a Law Firm Repeat Client Due Diligence?

When should a Law Firm Repeat Client Due Diligence? At The Strategic Partner, we are frequently asked how often a firm is required to repeat Client Due Diligence and if there is a time limit imposed. The answer is not easily found in the regulations or the guidance...
Is Your Firm Ready For The SRA AML System Checks?

Is Your Firm Ready For The SRA AML System Checks?

Is Your Firm Ready For The SRA AML System Checks? Recently the SRA have visited 74 firms to check if they had policies and procedures in place for AML checks. The SRA have stated that “Two thirds were told to make changes to the way they work.” The four areas that...