Compliance Support
Risk management and Compliance is a requirement for every law firm and there is no margin for error.
A firm that has not developed a robust approach to manage risk and compliance is at risk from investigations by the regulator, fines, and sanctions, alongside increasing insurance premiums.
The legal sector is highly regulated and the task of compliance can provide to be complex and we work with firms to simplify this. To assist firms in achieving a compliant environment, we have developed a full range of compliance-based products and services that deliver solutions that fit into every type of law firm.
Our goal is to ensure the firms we work with have and retain a compliant structure enabling the firms, their managers, and owners to focus on the running of their business and servicing their clients.
Prevention is always better than cure when it comes to risk and compliance and a pro-active response will not only keep the regulator from your door, but will also help manage costs.
Find Out More
For more information about our Compliance Support service, you can call us on 0203 911 9710 or you can email us at info@thestrategicpartner.co.uk.
You can also download our Risk, Regulation and Compliance Service including AML brochure by clicking on the link below.
Compliance Support – The Detail
At The Strategic Partner, we work with firms on a regular basis through our packaged solutions or we can work on single engagement or project-based work as required.
Our flagship compliance products are designed to give law firms cost-effective solutions that maintain an ongoing relationship across a 12 month period and beyond. You can view the 2 packaged services by clicking the following links and viewing our detailed product brochures or you can visit the summary page below.
Risk, Regulation and Compliance Service including AML
Risk, Compliance & AML Guidance and Administration Service
The Strategic Partner works with law firms of all types and sizes, providing risk, compliance and guidance support. We are active in our engagements with the Law Society, The Solicitors Regulation Authority and Professional Indemnity Insurers and through our market knowledge, we have insights across the market that may not be generally available.
Our extensive range of risk and compliance services include:
- Risk, Regulation and Compliance Service including AML
- Risk, Compliance & AML Guidance and Administration Service
- Risk Assessment and Independent AML Audit Service
- Regulation 21 Independent Audit
- Anti Money Laundering
- Auditing Services
- Complaint Management
- Data Protection and GDPR
- Employee Handbook – Drafting and Maintenance
- LEXCEL Accreditation
- Office and Accounts Manuals
- SQM Accreditation
- Regulatory Settlement Agreements
- Risk Management
- Solicitors Disciplinary Tribunals
- SRA Applications
- SRA Investigations
- Transparency of Fees
At The Strategic Partner, we provide a comprehensive range of risk, compliance and regulation services for law firms to ensure they achieve and maintain a compliant environment.
Enquiries
For more information about our Compliance Support service, you can call us on 0203 911 9710 or you can email us at info@thestrategicpartner.co.uk.